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John Phillip Gamache

LPl Financial LLC

Waukesha, WI

CRD 4185897

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-06
MA RA APPROVED 2025-03-06
MO RA APPROVED 2025-03-06
TX RA APPROVED_RES 2025-03-06
VA RA APPROVED 2025-03-06
WI RA APPROVED 2025-03-06
  • AZ RA
    APPROVED
    Since 2025-03-06
  • MA RA
    APPROVED
    Since 2025-03-06
  • MO RA
    APPROVED
    Since 2025-03-06
  • TX RA
    APPROVED_RES
    Since 2025-03-06
  • VA RA
    APPROVED
    Since 2025-03-06
  • WI RA
    APPROVED
    Since 2025-03-06

Branch Locations

Waukesha, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment Center, Inc. Waukesha WI 07/2008 Present
Ic Advisory Services, Inc. Waukesha WI 07/2008 Present
Lpl Financial Llc Waukesha WI 03/2025 Present
Lpl Financial Llc Waukesha WI 03/2025 Present
  • 07/2008 → Present
    The Investment Center, Inc.
    Waukesha, WI
  • 07/2008 → Present
    Ic Advisory Services, Inc.
    Waukesha, WI
  • 03/2025 → Present
    Lpl Financial Llc
    Waukesha, WI
  • 03/2025 → Present
    Lpl Financial Llc
    Waukesha, WI
Previous Registrations
  • 2008-07-07 → 2025-03-06
    Ic Advisory Services, Inc.
    Pewaukee, WI
    Bedminster, NJ
    Waukesha, WI
    Waukesha, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-15
S66 Uniform Combined State Law Examination 2000-06-26
  • S65 Uniform Investment Adviser Law Examination
    2008-10-15
  • S66 Uniform Combined State Law Examination
    2000-06-26

View on SEC IAPD

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