Best Investors
Account
Sign in
Best Investors
Account
Sign in
Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-07 |
| NY | RA | APPROVED | 2025-08-11 |
Branch Locations
250 West 34Th Street One Penn Plaza Ste 2035, New York, NY 10119-0002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Co | Albany | NY | 01/2012 | 09/2016 |
| Northwestern Mutual Investment Services, Llc | Albany | NY | 01/2012 | 09/2016 |
| Northwestern Mutual Wealth Management Co | Albany | NY | 03/2016 | 09/2016 |
| Foresters Financial Services | Latham | NY | 09/2016 | 11/2017 |
| Foresters Advisory Services, Llc | Latham | NY | 06/2017 | 11/2017 |
| Northwestern Mutual Life Insurance Co | Albany | NY | 12/2017 | 09/2024 |
| Northwestern Mutual Investment Services, Llc | Albany | NY | 12/2017 | 09/2024 |
| National Life Group | Latham | NY | 09/2024 | 07/2025 |
| Equity Services, Inc. | Latham | NY | 09/2024 | 07/2025 |
| Massmutual Life Insurance Co | New York | NY | 07/2025 | Present |
| Mml Investors Services, Llc | New York | NY | 08/2025 | Present |
(1)Name: Stakeholders Inv rel: N Add: 52 Surrey Mall Slingerlands, NY, 12159 Nature: Board Service Position: Member Start date:01/01/2013 No. HR/MO: .5 No. HR/MO during sec trading: 0 Describe duties: To inspire and equip community involvement. (2)Name: Capital Region Chamber of Commerce Inv rel: N Add: 5 Computer Dr S, Albany, NY 12205 Nature: Position: Ambassador Start date: 01/01/2012 No. HR/MO: .5 No. HR/MO during sec trading: 0 Describe duties: Engage new and existing members in Chamber
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-17 |
Reach out to this advisor