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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
CA RA APPROVED 2012-04-06
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • CA RA
    APPROVED
    Since 2012-04-06

Branch Locations

610 Newport Center Drive Suite 900, Newport Beach, CA 92660-6448 • United States

Newport Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Newport Beach CA 05/2012 Present
City National Bank Newport Beach CA 10/2017 10/2017
  • 05/2012 → Present
    Newport Beach, CA
  • 10/2017 → 10/2017
    City National Bank
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-05
  • S66 Uniform Combined State Law Examination
    2012-04-05
Other Names
  • Kurt Kost

View on SEC IAPD

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