Nuzhat Naz Khan

Employer firm

Santander Securities LLC CRD 41791

$3.14B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
SPONSOR TO 3RD-PARTY WRAP FEE PROGRAM(S) OFFERED BY CUSTODIAN'S (NFS) ADVISORY PLATFORM

From the firm’s Form ADV. Read the guides:

Current Employers

Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2018-10-18

NJ RA
APPROVED

Since 2018-10-18

Branch Locations

220 Route 9 North, Manalapan, NJ 07726 • United States

625 Ridge Pike, Bldg E, Suite 207, Conshohocken, PA 19428 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Santander Bank, Na	Boston	MA	02/2004	Present
Santander Securities, Llc	San Juan	PR	11/2015	07/2018
Santander Securities, Llc	Dorchester	MA	07/2018	11/2019
Santander Securities, Llc	Dorchester	MA	11/2019	Present

02/2004 → Present

Santander Bank, Na

Boston, MA
11/2015 → 07/2018

Santander Securities, Llc

San Juan, PR
07/2018 → 11/2019

Santander Securities, Llc

Dorchester, MA
11/2019 → Present

Santander Securities, Llc

Dorchester, MA

Other Businesses

1. Notary public, non-investment related, start date 05/01/2015, Manalapan NJ, zero hours monthly, none during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-10-17
S63	Uniform Securities Agent State Law Examination	2015-12-12

S65 Uniform Investment Adviser Law Examination

2018-10-17
S63 Uniform Securities Agent State Law Examination

2015-12-12

Other Names

Nuzhat Naz Khan
Quasim F Nuzhat
Nuzhat F Qasim

View on SEC IAPD