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7000 Fitzwater Road Suite 300, Cleveland, OH 44141 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2016-07-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Cleveland | OH | 03/2012 | Present |
| Planned Financial Services, Llc | Cleveland | OH | 07/2016 | Present |
| 401(K) Prosperity | Cleveland | OH | 01/2017 | Present |
(1) 9/20/2012 - PLANNED FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (2) 12/7/2016 - Planned Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/20/2016 - 80 Hours Per Month During Securities Trading - IAR - I provide investment advisory services through Planned Financial Services, an independent investment advisor firm. I started this business activity in 1/2012. I expect to spend approximately 80 hours per month] on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 12/16/2016 - PFS Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 12/20/2016 - 80 Hours Per Month During Securities Trading. (4) 1/6/2017 - 401(k) Prosperity - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 12/20/2016 - 5 Hours Per Month During Securities Trading. (5) 1/9/2017 - 401(k) Prosperity - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/20/2016 - 5 Hours Per Month During Securities Trading. (6) 1/17/2017 - PFS Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/20/2016 - 5 Hours Per Month During Securities Trading. (7) 09/06/2023 - Return on Life Wealth Partners - Registered Investment Advisor DBA - IRA - Investment Related - At Reported Business Location(s) - Start Date 09/15/2023 - 160 Hours Per Month/ 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-18 |
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