Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • MN RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

30061 N. Mallard Point Road, Grand Rapids, MN 55744 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc Grand Rapids MN 04/2013 09/2025
Avantax Insurance Agency, Llc Grand Rapids MN 04/2013 09/2025
Roessler Financial Services Grand Rapids MN 04/2013 Present
Roessler & Co Ltd Grand Rapids MN 04/2013 Present
Avantax Advisory Services Grand Rapids MN 04/2014 09/2025
Cetera Wealth Services, Llc Grand Rapids MN 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 04/2013 → 09/2025
    Avantax Investment Services, Inc
    Grand Rapids, MN
  • 04/2013 → 09/2025
    Avantax Insurance Agency, Llc
    Grand Rapids, MN
  • 04/2013 → Present
    Roessler Financial Services
    Grand Rapids, MN
  • 04/2013 → Present
    Roessler & Co Ltd
    Grand Rapids, MN
  • 04/2014 → 09/2025
    Avantax Advisory Services
    Grand Rapids, MN
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Grand Rapids, MN
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-04-14 → 2025-09-05
    Avantax Advisory Services
    Grand Rapids, MN
Other Businesses

1)Roessler Financial Services~'IR'~813 S Pokegama Ave~Grand Rapids~MN~55744~Insurance Agent~Agent~4/1/2013~1hrs~1hrs~If the client is interested in life insurance, VA's, or fixed annuities I can provide it to them.|Roessler & Co LTD~'NIR'~813 S Pokegama Ave~Grand Rapids~MN~55744~Accounting Services/Tax Preparation~Other~4/1/2013~1hrs~0hrs~I have very rarely done trial balances and other simple bookkeeping in the past.|Roessler Financial Services~'NIR'~813 S Pokegama Ave~Grand Rapids~MN~55744~Independent Insurance Agent~Owner/Sole Proprietor~4/1/2013~60hrs~40hrs~Offer Health Insurance to Clients| 2)Roessler Financial Services (1); Owner/Sole Proprietor; Independent Insurance Agent; IR; 40; 04/01/2013; 813 S Pokegama Ave Grand Rapids MN 55744; Offer Health Insurance to Clients

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-07
S63 Uniform Securities Agent State Law Examination 2012-03-05
  • S65 Uniform Investment Adviser Law Examination
    2014-04-07
  • S63 Uniform Securities Agent State Law Examination
    2012-03-05
Other Names
  • Roessler Aaron
  • Roessler Arthur Aaron

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Grand Rapids, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor