Houston Steele

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 10/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 12/2015 → 10/2020
  Bank Of America, N.A.
  Houston, TX
• 10/2020 → Present
  Wells Fargo Clearing Services, Llc
  Houston, TX

Previous Registrations

• 2015-10-30 → 2020-10-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 2012-08-08 → 2015-11-11
  Ubs Financial Services Inc.
  Houston, TX

Other Businesses

LEWIS INTERESTS LTD; NOT INVESTMENT RELATED; BASTROP,TX; 20% OWNERSHIP; START DATE 07/28/1997; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; LIMITED PARTNER.

Exams

• S66 Uniform Combined State Law Examination
  2012-08-07

Other Names

• Houston Alleyn Lewis
• Alley Steele
• Houston Alleyn Steele
• Houston Lewis Steele