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Steven Thomas Cox

Providence Financial Advisors, LLC

Overland Park, KS

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Current Employers
Providence Financial Advisors, Llc

6900 College Blvd., Suite 850, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-14
KS RA APPROVED 2019-08-01
  • TX RA
    APPROVED_RES
    Since 2021-12-14
  • KS RA
    APPROVED
    Since 2019-08-01

Branch Locations

6900 College Blvd., Suite 850, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prairie Capital Kansas City MO 12/2011 05/2020
Providence Financial Advisors, Llc Overland Park KS 02/2019 Present
Previous Registrations
  • 2015-05-05 → 2021-08-12
    Prairie Capital Management, Llc
    Kansas City, MO
  • 2015-02-06 → 2015-04-08
    Umb Financial Services, Inc.
    Kansas City, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-05
  • S66 Uniform Combined State Law Examination
    2015-02-05
Other Names
  • Steven Thomas Cox

View on SEC IAPD

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