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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-07-06 |
| TX | RA | APPROVED | 2007-01-16 |
Branch Locations
1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States
Jacksonville, FL • United States
9000 Southside Blvd Central Business Review Unit, Jacksonville, FL 32256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 10/1997 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-12 |
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