Crystal Lynn Smithers

Employer firm

Level Four Advisory Services CRD 134086

$6.54B regulatory AUM 98 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Level Four Advisory Services

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2021-12-21

OR RA
APPROVED

Since 2021-12-21

Branch Locations

Lake Oswego, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Portland	OR	01/2015	11/2019
Bank Of America, N.A.	Portland	OR	01/2015	11/2019
Level Four Financial, Llc	Lake Oswego	OR	11/2019	Present
Level Four Advisory Services	Dallas	TX	12/2021	Present

01/2015 → 11/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portland, OR
01/2015 → 11/2019

Bank Of America, N.A.

Portland, OR
11/2019 → Present

Level Four Financial, Llc

Lake Oswego, OR
12/2021 → Present

Level Four Advisory Services

Dallas, TX

Previous Registrations

2015-01-08 → 2019-11-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portland, OR
2013-08-08 → 2015-01-09

Wells Fargo Clearing Services, Llc

Portland, OR

Portland, OR

Other Businesses

1.) Crystal Classique; Tualatin, OR; Not Investment-Related; Since 10/2015; Registered DBA which is not used currently; Devote 0 hrs/month to this activity. 2.) LionCrown Wealth Management LLC; Lake Oswego, OR; Investment-Related; Managing Member; Firm is a flow-through entity for Accounting and a DBA for Investment and Insurance business. 3. Fixed Insurance Agent, 5200 Meadows Road, STE 200, Lake Oswego, OR 97035, Agent for Fixed Insurance sales, 10 hours per month/0 during trading, start date Feb 2020 4. LionCrown Insurance Agency, Life and Health Insurance including Long Term Care and Medicate, Investment Related, Managing Member and President, Lake Oswego, OR 97035, Started 7/2023, 20% of time during market hours is devoted to this business. 6. Heritage Family Farms, Herdshare member, Started 1/31/2026. Purchaser of products, eggs, raw milk and meats due to laws of residing in Oregon. Located at 2085 Yellow Fir Rd. Tillamook, OR 97141. Devote 1 hour of time to this business outside of trading hours. Not investment related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-08-08
S63	Uniform Securities Agent State Law Examination	2012-02-21

S66 Uniform Combined State Law Examination

2013-08-08
S63 Uniform Securities Agent State Law Examination

2012-02-21

View on SEC IAPD