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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-22 |
| SD | RA | APPROVED | 2014-07-09 |
Branch Locations
204 S 1St St, Aberdeen, SD 57401 • United States
6100 S Old Village Pl Ste 200 [Qu-Rbo], Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Aberdeen | SD | 04/2014 | Present |
| Wells Fargo Advisors Llc | Aberdeen | SD | 05/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Aberdeen | SD | 11/2016 | Present |
ABERDEEN SMITTYS BASEBALL; NOT INV. RELATED; ABERDEEN, SD; PRESIDENT; START DATE 10/1/2023; 6 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS TO DISCUSS GAME SCHEDULES, COACHES FOR TEAM, EQUIPMENT NEED AND UNIFORM ORDERS, PROMOTE FOR ADDITIONAL KIDS TO PLAY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-30 |
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