Mark Thomas Temperato

Current Employers

Employment History

• 06/2012 → 08/2019
  Northwestern Mutual Investment Services, Llc
  Fairport, NY
• 01/2012 → 08/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 02/2015 → 08/2019
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 08/2019 → 06/2024
  Securities America, Inc.
  Victor, NY
• 08/2019 → 06/2024
  Securities America Advisors
  Victor, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Victor, NY

Previous Registrations

• 2019-09-25 → 2024-06-14
  Securities America Advisors, Inc.
  Victor, NY
  Victor, NY

Other Businesses

1. HIGHLAND CAPITAL POSITION: Sales/Advisor NATURE: Insurance products. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2019 ADDRESS: 7424 Victor Mendon Rd, Victor NY 14564 DESCRIPTION: As needed, sell insurance through a brokerage firm. 2. DASH CAPITAL ADVISORS POSITION: Financial Advisor/Owner NATURE: Marketing purposes - DBA that is used for marketing our services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 08/16/2019 ADDRESS: 7424 Victor Mendon Rd, Victor NY 14564 DESCRIPTION: We offer investment and financial planning services. 3. ELVERS AND TEMPERATO WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: General partnership, providing financial services to clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 8 START DATE: 10/17/2017 ADDRESS: 7424 Victor Mendon Rd, Victor NY 14564, United States DESCRIPTION: Our partnership was created to provide financial planning and wealth management services when working together on clients. 4. DASH TAX, LLC POSITION: Manager NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/23/2025 ADDRESS: 7424 Victor Mendon Rd, Victor NY 14564, United States DESCRIPTION: Owner/Manager of the company - only management duties. 5. MODERN LIFE GROUP, INC POSITION: Broker NATURE: Insurance Agency/Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/30/2026 ADDRESS: 84 Wooster Street, Ste. 203, New York NY 10012, United States DESCRIPTION: Insurance broker

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-12-21

Designations