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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2012-09-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Morristown | NJ | 05/2012 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 09/2012 | Present |
| Private Advisor Network, Llc | Morristown | NJ | 05/2019 | Present |
1. 7/7/2017 - Private Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/28/2017 - 1 Hour Per Month During Securities Trading. 2. 8/9/2017 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/28/2017 - 1 Hour Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC an independent investment advisor firm. I started this business activity on 8/9/17. I expect to spend approximately 1 hour/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 05/31/2023 - No Business Name - Investment Related - Gloucester, MA - Real Estate Rental - Start Date 05/30/2023 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-20 |
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