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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-06 |
| CT | RA | APPROVED | 2012-12-10 |
Branch Locations
100 Queen Street, Southington, CT 06489-2052 • United States
Cheshire, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Milldale | CT | 01/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Southington | CT | 03/2020 | Present |
Independent Insurance Brokering; Mutual of Omaha; 06/11/2025; Long Term Care. Business Ownership; Watermark Management Partners; Co-owner; Manage Ameriprise Business; 100 Queen Street, Southington CT 06489, ,; Not Investment-Related; 05/01/2019; 60 hours per month; 60 during trading hours. Board of Directors; Southington-Cheshire Community YMCA; Cheshire Board of Managers President; 130 N Main Street, , Southington, CT, 06489; Not Investment-Related; 03/19/2025; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Andrew Garstang, Self; Notary Public - Provide notary services to our clients free of charge; I am appointed as a notary public for the state of Connecticut; 384 W Main Street Cheshire CT 06410, ,; Not Investment-Related; 08/14/2012; 1 to 9 hours per month; 1 to 9 during trading hours / Watermark Management Partners; Co-owner; Manage advisory business; 100 Queen Street, , Southington, CT, 6489; Not Investment-Related; 05/01/2019; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-01 |
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