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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-06-06
CT RA APPROVED 2012-12-10
  • TX RA
    APPROVED_RES
    Since 2019-06-06
  • CT RA
    APPROVED
    Since 2012-12-10

Branch Locations

100 Queen Street, Southington, CT 06489-2052 • United States

Cheshire, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Milldale CT 01/2012 03/2020
Ameriprise Financial Services, Llc Southington CT 03/2020 Present
Other Businesses

Independent Insurance Brokering; Mutual of Omaha; 06/11/2025; Long Term Care. Business Ownership; Watermark Management Partners; Co-owner; Manage Ameriprise Business; 100 Queen Street, Southington CT 06489, ,; Not Investment-Related; 05/01/2019; 60 hours per month; 60 during trading hours. Board of Directors; Southington-Cheshire Community YMCA; Cheshire Board of Managers President; 130 N Main Street, , Southington, CT, 06489; Not Investment-Related; 03/19/2025; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Andrew Garstang, Self; Notary Public - Provide notary services to our clients free of charge; I am appointed as a notary public for the state of Connecticut; 384 W Main Street Cheshire CT 06410, ,; Not Investment-Related; 08/14/2012; 1 to 9 hours per month; 1 to 9 during trading hours / Watermark Management Partners; Co-owner; Manage advisory business; 100 Queen Street, , Southington, CT, 6489; Not Investment-Related; 05/01/2019; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-01
  • S66 Uniform Combined State Law Examination
    2012-06-01
Other Names
  • A.J. Garstang

View on SEC IAPD

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