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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED_RES | 2020-12-11 |
| NJ | RA | APPROVED | 2017-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Rochester | RI | 01/2014 | 04/2017 |
| Citizens Securities, Inc | Rochester | NY | 02/2015 | 04/2017 |
| Citizens Securities, Inc. | Newark | NY | 04/2017 | 10/2017 |
| J.P. Morgan Securities Llc | New City | NY | 11/2017 | Present |
| Mfl Properties | Webster | NY | 04/2022 | 04/2022 |
| Spqr Properties | Webster | NY | 04/2022 | Present |
| Gsxawd Holdings | Philipsburg | MT | 11/2024 | Present |
| Jpmorgan Chase Bank, N.A. | New City | NY | 11/2017 | Present |
Entity Name: GSXAWD Holdings Investment related: No Address: 107 E. Dearborn St. Phillipsburg MT 59832 Nature of the other business: Holding Company Position/Title/Relationship: Owner/Partner Start Date: 11/15/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The business will be a personal holding company of mine for assets- specifically automobiles. There are no similarities whatsoever on the purpose/function of this business and my role at JPMC. Further there are no connections in any manner to JPMC Entity Name: SPQR Properties Investment related: No Address: 683 Strand Pond Circle Webster NY 14580 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/29/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The business look to acquire real estate for the purpose of generating rental income. There is no connection to my Role with JPM, nor does it have anything to do with my function at JPM
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-11 |
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