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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2020-12-11
NJ RA APPROVED 2017-11-03
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2020-12-11
  • NJ RA
    APPROVED
    Since 2017-11-03

Branch Locations

2 New Hempstead Road, New City, NY 10956 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Rochester RI 01/2014 04/2017
Citizens Securities, Inc Rochester NY 02/2015 04/2017
Citizens Securities, Inc. Newark NY 04/2017 10/2017
J.P. Morgan Securities Llc New City NY 11/2017 Present
Mfl Properties Webster NY 04/2022 04/2022
Spqr Properties Webster NY 04/2022 Present
Gsxawd Holdings Philipsburg MT 11/2024 Present
Jpmorgan Chase Bank, N.A. New City NY 11/2017 Present
  • 01/2014 → 04/2017
    Citizens Bank
    Rochester, RI
  • 02/2015 → 04/2017
    Rochester, NY
  • 04/2017 → 10/2017
    Newark, NY
  • 11/2017 → Present
    New City, NY
  • 04/2022 → 04/2022
    Mfl Properties
    Webster, NY
  • 04/2022 → Present
    Spqr Properties
    Webster, NY
  • 11/2024 → Present
    Gsxawd Holdings
    Philipsburg, MT
  • 11/2017 → Present
    Jpmorgan Chase Bank, N.A.
    New City, NY
Previous Registrations
Other Businesses

Entity Name: GSXAWD Holdings Investment related: No Address: 107 E. Dearborn St. Phillipsburg MT 59832 Nature of the other business: Holding Company Position/Title/Relationship: Owner/Partner Start Date: 11/15/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The business will be a personal holding company of mine for assets- specifically automobiles. There are no similarities whatsoever on the purpose/function of this business and my role at JPMC. Further there are no connections in any manner to JPMC Entity Name: SPQR Properties Investment related: No Address: 683 Strand Pond Circle Webster NY 14580 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/29/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The business look to acquire real estate for the purpose of generating rental income. There is no connection to my Role with JPM, nor does it have anything to do with my function at JPM

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-13
S63 Uniform Securities Agent State Law Examination 2013-03-11
  • S65 Uniform Investment Adviser Law Examination
    2016-04-13
  • S63 Uniform Securities Agent State Law Examination
    2013-03-11
Other Names
  • Michael F. Lipani
  • Michael Lipani
  • Michael F Lipani
  • Michael Francis Lipani

View on SEC IAPD

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