Jeanette M Castillo

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → Present
  Unemployment
  Anaheim, CA
• 01/2012 → Present
  Sagepoint Financial
  Irvine, CA
• 09/2023 → Present
  Osaic Wealth, Inc.
  Torrance, CA

Previous Registrations

• 2015-01-09 → 2023-09-01
  Osaic Services, Inc.
  Costa Mesa, CA
  Los Angeles, CA
  Costa Mesa, CA
  Torrance, CA
  Torrance, CA

Other Businesses

1. Independent Capital Management POSITION: Other - Employee NATURE: Corporation/Insurance Agency - INVESTMENT RELATED Yes NUMBER OF HOURS 160 TRADING HOURS 8 START DATE 01/01/2012 ADDRESS: 1401 DOVE STREET SUITE 430 NEWPORT BEACH, CA, 92660 DESCRIPTION: We offer our clients, who are also SagePoint clients asset protection through various types of insurance when appropriate. 2. ICM Lending POSITION: Other - employee NATURE: Mortgage Brokerage INVESTMENT RELATED NO NUMBER OF HOURS 0 TRADING HOURS 0 START DATE 01/01/2012 DESCRIPTION: To originate refinance or purchase loans for clients who need help consolidating or lowering debt to reduce their overall interest cost and improve their cash flow for the betterment of their overall financial situation relative to their goals. 3. LEGACY FINANCIAL GROUP, LLC POSITION: Financial Planner NATURE: LLC? INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 10/01/2022 ADDRESS: 19191 S Vermont Ave, Suite 100, Torrance CA 90502, United States DESCRIPTION: Meet with clients and give investment advice. 4. INDEPENDENT CAPITAL MANAGEMENT POSITION: Independent Contractor NATURE: Corporation^Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2012 ADDRESS: 431 Calle Gomez, San Clemente CA 92672, United States DESCRIPTION: I offer my clients who are also Osaic clients insurance services when appropriate.

Exams

• S66 Uniform Combined State Law Examination
  2013-02-26
• S63 Uniform Securities Agent State Law Examination
  2012-02-16