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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-25 |
| CA | RA | APPROVED | 2019-05-07 |
Branch Locations
1901 Main Street Suite 700, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Irvine | CA | 10/2012 | 04/2019 |
| Sino-World Acquisition Group | Orange | CA | 01/2015 | 01/2018 |
| Morgan Stanley Smith Barney Llc | Irvine | CA | 05/2019 | Present |
| Morgan Stanley Private Bank, N.A. | New Yor | NY | 06/2019 | Present |
637915 - Vice Apparel; Investment Related - No; Irvine, California; Retail/Online Stores; Officer (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 05/2025; During Business Hours: 0; After Business Hours: 30; Administrative.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-20 |
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