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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-04-13
  • IL RA
    APPROVED
    Since 2026-04-13

Branch Locations

Downers Grove, IL • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Lisle IL 03/2011 05/2021
Charles Schwab & Co., Inc. Chicago IL 01/2019 05/2019
Charles Schwab Bank Chicago IL 01/2019 05/2021
Priester Aviation, Llc Wheeling IL 06/2016 10/2017
Fidelity Brokerage Services Llc Hilton Head SC 06/2021 02/2022
Securities America, Inc. La Vista NE 02/2022 06/2024
Securities America Advisors La Vista NE 02/2022 06/2024
Osaic Wealth, Inc. Jersey City NJ 06/2024 07/2025
Osaic Wealth, Inc. Jersey City NJ 06/2024 07/2025
Wealth Enhancement Group Downers Grove IL 07/2025 Present
Wealth Enhancement Advisory Services Downers Grove IL 07/2025 Present
Wealth Enhancement Brokerage Services Downers Grove IL 07/2025 Present
  • 03/2011 → 05/2021
    Self-Employed
    Lisle, IL
  • 01/2019 → 05/2019
    Chicago, IL
  • 01/2019 → 05/2021
    Charles Schwab Bank
    Chicago, IL
  • 06/2016 → 10/2017
    Priester Aviation, Llc
    Wheeling, IL
  • 06/2021 → 02/2022
    Fidelity Brokerage Services Llc
    Hilton Head, SC
  • 02/2022 → 06/2024
    Securities America, Inc.
    La Vista, NE
  • 02/2022 → 06/2024
    Securities America Advisors
    La Vista, NE
  • 06/2024 → 07/2025
    Jersey City, NJ
  • 06/2024 → 07/2025
    Jersey City, NJ
  • 07/2025 → Present
    Wealth Enhancement Group
    Downers Grove, IL
  • 07/2025 → Present
    Wealth Enhancement Advisory Services
    Downers Grove, IL
  • 07/2025 → Present
    Wealth Enhancement Brokerage Services
    Downers Grove, IL
Previous Registrations
  • 2024-06-14 → 2025-07-28
    Scottsdale, AZ
  • 2022-03-02 → 2024-06-14
    Securities America Advisors, Inc.
    La Vista, NE
  • 2021-09-15 → 2022-02-09
    Fidelity Personal And Workplace Advisors
    Hilton Head Island, SC
  • 2019-07-02 → 2021-05-26
    Chicago, IL
Other Businesses

1. ROVER.COM - PET SITTER - START DATE 10/2024 - NON - INVESTMENT RELATED - 25 HOURS SPENT PER MONTH WITH 0 HOURS DURING TRADING - OFFERS PET SITTING SERVICES AS AN INDEPENDENT CONTRACTOR THROUGH THE ROVER INC PLATFORM.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-02
S63 Uniform Securities Agent State Law Examination 2012-02-20
  • S66 Uniform Combined State Law Examination
    2019-07-02
  • S63 Uniform Securities Agent State Law Examination
    2012-02-20
Other Names
  • Cristl B Walker
  • Cristl Walker

View on SEC IAPD

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