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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-04 |
Branch Locations
5660 Freeport Blvd, Sacramento, CA 95822 • United States
400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Northridge | CA | 10/2012 | 10/2019 |
| Jpmorgan Chase Bank, N.A. | Sacramento | CA | 01/2018 | 10/2019 |
| U.S. Bancorp Investments, Inc. | Elk Grove | CA | 10/2019 | 04/2024 |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-21 |
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