Steven M. Thomas

Strategic Advisers LLC

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Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31
UT	RA	APPROVED	2025-03-31

AZ RA
APPROVED

Since 2025-03-31
TX RA
APPROVED

Since 2025-03-31
UT RA
APPROVED

Since 2025-03-31

Branch Locations

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Usaa Financial Planning Services	Phoenix	AZ	05/2020	11/2020
Usaa Investment Services Company	Phoenix	AZ	08/2014	05/2020
Fidelity Investments	Peoria	AZ	11/2020	Present
Fidelity Investments	Boston	MA	03/2025	Present

05/2020 → 11/2020

Usaa Financial Planning Services

Phoenix, AZ
08/2014 → 05/2020

Usaa Investment Services Company

Phoenix, AZ
11/2020 → Present

Fidelity Investments

Peoria, AZ
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2021-01-19 → 2025-03-31

Fidelity Personal And Workplace Advisors

Peoria, AZ
2018-01-08 → 2020-11-11

Usaa Investment Services Company

San Antonio, TX

Phoenix, AZ
2014-12-04 → 2018-01-08

Usaa Financial Planning Services

Phoenix, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-11-01
S63	Uniform Securities Agent State Law Examination	2012-02-20

S65 Uniform Investment Adviser Law Examination

2014-11-01
S63 Uniform Securities Agent State Law Examination

2012-02-20

Other Names

Steve Thomas
Steven Thomas
Steven M Thomas
Steven Matthew Thomas

View on SEC IAPD

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