Mark Simon Dirou

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2026 → Present
  Lpl Financial
  Houston, TX
• 05/2026 → Present
  Cadence / Huntington Bank
  Houston, TX
• 04/2014 → 04/2017
  Pnc Investments
  Wellington, FL
• 04/2014 → 04/2017
  Pnc Bank
  Wellington, FL
• 04/2017 → 03/2020
  Citigroup
  Boynton Beach, FL
• 03/2020 → 01/2022
  Amerant Bank
  Coral Gables, FL
• 03/2020 → 01/2022
  Amerant Investments Inc
  Coral Gables, FL
• 02/2022 → 04/2026
  Truist Investment Services, Inc
  Sugarland, TX
• 02/2022 → 04/2026
  Truist Advisory Services, Inc
  Sugarland, TX

Previous Registrations

• 2022-02-25 → 2026-04-02
  Truist Advisory Services, Inc.
  Sugar Land, TX
• 2020-05-08 → 2022-02-10
  Amerant Investments, Inc.
  Coral Gables, FL
  Coral Gables, FL
  Boca Raton, FL
  Wellington, FL
  Houston, TX
• 2017-04-26 → 2020-03-26
  Citigroup Global Markets Inc.
  Boca Raton, FL
  Boynton Beach, FL
  Boca Raton, FL
  Boca Raton, FL
  Delray, FL
  Chicago, IL
  Coral Springs, FL
  Boca Raton, FL
  Miami, FL
  Coral Springs, FL
• 2014-09-05 → 2017-05-02
  Pnc Wealth Management Llc
  Wellington, FL
  Wellington, FL
  Ft. Lauderdale, FL

Other Businesses

1. 5/2026 - Cadence Bank - Financial Institution Duty - INV REL - 0 Hour(s)/Month – 0 Hour(s) During Trading - Houston TX 77027 - OBA Start date: 05/12/2026 2. 5/2026 -Investment products and services are offered through LPL Financial LLC using the DBA/trade Cadence Investment Services - INV REL - 0 Hour(s)/Month – 0 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 5/19/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-09-04
• S63 Uniform Securities Agent State Law Examination
  2014-05-12

Designations

• Certified Financial Planner

Other Names

• Mark S Dirou
• Mark Simon Dirou
• Mark Dirou