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Christopher Richard Copley

Charles Schwab & Co., Inc.

Houston, TX

Webster, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-26
  • TX RA
    APPROVED
    Since 2022-01-26

Branch Locations

4200 Westheimer Rd Suite 100, Houston, TX 77027 • United States

19205 Gulf Freeway, Webster, TX 77598 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Inc Houston TX 04/2014 06/2024
Charles Schwab & Co., Inc. Webster TX 01/2022 Present
Td Ameritrade Investment Management, Llc Houston TX 09/2014 06/2024
Charles Schwab Bank, Ssb Webster TX 07/2022 Present
  • 04/2014 → 06/2024
    Td Ameritrade Inc
    Houston, TX
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Webster, TX
  • 09/2014 → 06/2024
    Td Ameritrade Investment Management, Llc
    Houston, TX
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    Webster, TX
Previous Registrations
  • 2014-09-09 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Houston, TX
    Omaha, NE
    Houston, TX
    Houston, TX
  • 2014-09-09 → 2022-10-14
    Td Ameritrade, Inc.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-05
S63 Uniform Securities Agent State Law Examination 2012-05-30
  • S66 Uniform Combined State Law Examination
    2014-09-05
  • S63 Uniform Securities Agent State Law Examination
    2012-05-30
Other Names
  • Chris Richard Copley
  • Christopher R Copley
  • Christopher Copley

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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