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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-07-11
  • MI RA
    APPROVED
    Since 2023-07-11

Branch Locations

Grand Rapids, MI • United States

607 Cascade West Pkwy Se, Grand Rapids, MI 49546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Auburn Hills MI 02/2012 07/2023
Agia Houston TX 12/2022 07/2023
Ck&A Services, Llc Grand Rapids MI 02/2023 07/2023
Lpl Financial Llc Grand Rapids MI 07/2023 Present
  • 02/2012 → 07/2023
    Valic Financial Advisors
    Auburn Hills, MI
  • 12/2022 → 07/2023
    Agia
    Houston, TX
  • 02/2023 → 07/2023
    Ck&A Services, Llc
    Grand Rapids, MI
  • 07/2023 → Present
    Grand Rapids, MI
Previous Registrations
Other Businesses

1) 06/2023 - CK&A Services LLC / Business Owner / Not Investment Related / Grand Rapids Ml / Start date 05/29/2023 - 12 Hrs per month 2) 06/2023 - ISB Wealth Management / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-10
  • S66 Uniform Combined State Law Examination
    2012-04-10
Other Names
  • Cory J Baker
  • Corey J Baker

View on SEC IAPD

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