Andrea C Hardy

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 11/2019
  Mml Investors Services Llc
  Charlotte, NC
• 08/2011 → 11/2019
  Massmutual Life Insurance Company
  Charlotte, NC
• 11/2019 → Present
  Principal Life Insurance Company
  Charlotte, NC
• 11/2019 → Present
  Principal Securities Inc
  Charlotte, NC
• 12/2019 → Present
  The Hardy Financial Group Llc
  Charlotte, NC

Previous Registrations

• 2013-01-10 → 2019-11-11
  Mml Investors Services, Llc
  Charlotte, NC

Other Businesses

**Fixed Insurance; Investment Related; Charlotte, NC; Agent; Fixed Annuities, LTC, Life Insurance Group Benefits, DI; Start Date: 11/08/2019; 15 hrs per month; 15 during trading hours. **TRIANGLE WOMEN IN GOLF FOUNDATION POSITION: General Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2025 ADDRESS: 102 Ashlar Court, Cary NC 27519, United States DESCRIPTION: Board meetings and foundation decisions.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-11-12
• S63 Uniform Securities Agent State Law Examination
  2012-06-18

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Andrea Hardy