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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-18
  • TX RA
    APPROVED_RES
    Since 2026-03-18

Branch Locations

211 North Street, Northampton, MA 01060 • United States

Northampton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Northampton MA 01/2012 Present
Mml Investors Services, Llc Northampton MA 01/2014 Present
  • 01/2012 → Present
    Mass Mutual Life Insurance Company
    Northampton, MA
  • 01/2014 → Present
    Northampton, MA
Other Businesses

(1)NAME: LOUIS DAVIS INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: NONMMLIA INSURANCE BROKERAGE POSITION: SALES/AGENT START DATE: 4/1/2016 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LIFE, LONG TERM CARE & DISABILITY (2)NAME: DAVIS FINANCIAL GROUP LLC INV REL: Y ADD: 10 BAY ROAD, HADLEY MA 01035 NATURE: LLC FOR FINANCIAL PLANNING, INVESTMENTS, AND INSURANCE POSITION: FINANCIAL PLANNER AND ADVISOR START DATE: 01/01/2023 NO. HR/MO: 160 NO. HR/MO DURING SEC TRADING: 160 DESCRIBE DUTIES: PROVIDING INVESTMENT MANAGEMENT, FINANCIAL PLANNING, AND INSURANCE SERVICES FOR CLIENTS (3)NAME: ESTATE PLANNING COUNCIL OF HAMPDEN COUNTY INV REL: N ADD: 201 PARK AVE, SUITE 2, WEST SPRINGFIELD, MA 01089 NATURE: BOARD SERVICE POSITION: BOARD MEMBER START DATE: 07/01/2026 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 3 DESCRIBE DUTIES: HELP TO ORGANIZE SCHEDULE OF SPEAKERS AND FACILTATE REGULAR MEETINGS. (4)NAME: FRIENDS OF THE FINE ARTS CENTER INV REL: N ADD: 151 PRESIDENTS DR, AMHERST, MA 01003 NATURE: BOARD SERVICE POSITION: BOARD MEMBER START DATE: 07/01/2026 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: HELP TO SUPPORT THE WORK OF THE PROFESSIONAL EDUCATORS AND STAFF OF THE UMASS FINE ARTS CENTER. PROVIDE ADVICE AND COUNSEL WITH REGARD TO THEIR PROGRAMMING AND EDUCATIONAL EFFORTS AND TO INCREASE COMMUNITY AWARENESS AND PARTICIPATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-06
  • S66 Uniform Combined State Law Examination
    2014-08-06

View on SEC IAPD

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