Best Investors
Account
Sign in
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-18 |
Branch Locations
211 North Street, Northampton, MA 01060 • United States
Northampton, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Northampton | MA | 01/2012 | Present |
| Mml Investors Services, Llc | Northampton | MA | 01/2014 | Present |
(1)NAME: LOUIS DAVIS INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: NONMMLIA INSURANCE BROKERAGE POSITION: SALES/AGENT START DATE: 4/1/2016 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LIFE, LONG TERM CARE & DISABILITY (2)NAME: DAVIS FINANCIAL GROUP LLC INV REL: Y ADD: 10 BAY ROAD, HADLEY MA 01035 NATURE: LLC FOR FINANCIAL PLANNING, INVESTMENTS, AND INSURANCE POSITION: FINANCIAL PLANNER AND ADVISOR START DATE: 01/01/2023 NO. HR/MO: 160 NO. HR/MO DURING SEC TRADING: 160 DESCRIBE DUTIES: PROVIDING INVESTMENT MANAGEMENT, FINANCIAL PLANNING, AND INSURANCE SERVICES FOR CLIENTS (3)NAME: ESTATE PLANNING COUNCIL OF HAMPDEN COUNTY INV REL: N ADD: 201 PARK AVE, SUITE 2, WEST SPRINGFIELD, MA 01089 NATURE: BOARD SERVICE POSITION: BOARD MEMBER START DATE: 07/01/2026 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 3 DESCRIBE DUTIES: HELP TO ORGANIZE SCHEDULE OF SPEAKERS AND FACILTATE REGULAR MEETINGS. (4)NAME: FRIENDS OF THE FINE ARTS CENTER INV REL: N ADD: 151 PRESIDENTS DR, AMHERST, MA 01003 NATURE: BOARD SERVICE POSITION: BOARD MEMBER START DATE: 07/01/2026 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: HELP TO SUPPORT THE WORK OF THE PROFESSIONAL EDUCATORS AND STAFF OF THE UMASS FINE ARTS CENTER. PROVIDE ADVICE AND COUNSEL WITH REGARD TO THEIR PROGRAMMING AND EDUCATIONAL EFFORTS AND TO INCREASE COMMUNITY AWARENESS AND PARTICIPATION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-06 |
Reach out to this advisor