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Jaime Jose Soto

J.P. Morgan Securities LLC

Johns Creek, GA

CRD 6016080

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-11-17
TX RA APPROVED 2013-09-13
FL RA APPROVED 2013-06-17
  • GA RA
    APPROVED
    Since 2020-11-17
  • TX RA
    APPROVED
    Since 2013-09-13
  • FL RA
    APPROVED
    Since 2013-06-17

Branch Locations

5940 State Bridge Rd, Johns Creek, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Johns Creek GA 10/2012 Present
Jpmorgan Chase Bank, N.A. Johns Creek GA 08/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-14
  • S66 Uniform Combined State Law Examination
    2013-06-14
Other Names
  • Jamie J Soto
  • Jaime J Soto

View on SEC IAPD

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