Best Investors Account Sign in

Bradley Richard King

LPl Financial LLC

Rockford, IL

Rockford, IL

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-03-24
  • IL RA
    APPROVED
    Since 2021-03-24

Branch Locations

3202 N Mcfarland Road, Rockford, IL 61114 • United States

Rockford, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amcore Investment Services, Inc. Rockford IL 12/2005 Present
Lpl Financial Llc Rockford IL 03/2021 Present
  • 12/2005 → Present
    Amcore Investment Services, Inc.
    Rockford, IL
  • 03/2021 → Present
    Lpl Financial Llc
    Rockford, IL
Previous Registrations
  • 2010-07-01 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Rockford, IL
    Carpentersville, IL
    Naperville, IL
  • 2009-08-03 → 2010-09-30
    Amcore Investment Services, Inc
    Rockford, IL
    Rockford, IL
    Morton Grove, IL
    Chicago, IL
    Northbrook, IL
    Rockford, IL
  • 2005-01-01 → 2005-12-05
    Ameriprise Financial Services, Llc
    Rockford , IL
Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - NAPERVILLE, IL

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-22
S63 Uniform Securities Agent State Law Examination 2000-07-05
  • S65 Uniform Investment Adviser Law Examination
    2004-12-22
  • S63 Uniform Securities Agent State Law Examination
    2000-07-05

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STACKSTONE WEALTH, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
FIFTH THIRD SECURITIES, INC.
UNITED CAPITAL FINANCIAL ADVISORS

Other Investors

JASON JEFFREY WERNER
JENNIFER ELISE LEWIS
ZORANA OKILJ
DAVID RAY FEHRLE
JACK E WHEELER
THOMAS MARTIN WEIGHTMAN
EMILY MANEY VANHILLE
ERICH LEE VARGAZ

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · ROCKFORD, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROCKFORD, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Rockford, IL
STACKSTONE WEALTH, LLC · ROCKFORD, IL
EDWARD JONES · ROCKFORD, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Rockford, IL
FIFTH THIRD SECURITIES, INC. · ROCKFORD, IL
UNITED CAPITAL FINANCIAL ADVISORS · ROCKFORD, IL

More in Rockford, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor