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Mai Soua Yang

Heartworth Financial LLC

St Louis Park, MN

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Current Employers
Heartworth Financial Llc

6726 Walker St, St Louis Park, MN 55426 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-08-26
  • MN RA
    APPROVED
    Since 2024-08-26

Branch Locations

6726 Walker St, St Louis Park, MN 55426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 10/2012 09/2018
Greenwald Wealth Management St. Louis Park MN 10/2012 01/2023
Commonwealth Financial Network Waltham MA 09/2018 01/2023
Heartworth Financial Llc Golden Valley MN 06/2024 Present
N/A Golden Valley MN 01/2023 06/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-15
  • S66 Uniform Combined State Law Examination
    2013-07-15
Designations
Other Names
  • Mai Soua Xiong
  • Mai Soua Xiong

View on SEC IAPD

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