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Mai Soua Yang

Heartworth Financial LLC

St Louis Park, MN

CRD 6015661

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Employer firm

Heartworth Financial LLC CRD 332065

$396.1K regulatory AUM 5 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Heartworth Financial Llc

6726 Walker St, St Louis Park, MN 55426 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-08-26
  • MN RA
    APPROVED
    Since 2024-08-26

Branch Locations

6726 Walker St, St Louis Park, MN 55426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 10/2012 09/2018
Greenwald Wealth Management St. Louis Park MN 10/2012 01/2023
Commonwealth Financial Network Waltham MA 09/2018 01/2023
Heartworth Financial Llc Golden Valley MN 06/2024 Present
N/A Golden Valley MN 01/2023 06/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-15
  • S66 Uniform Combined State Law Examination
    2013-07-15
Designations
  • Certified Financial Planner
Other Names
  • Mai Soua Xiong
  • Mai Soua Xiong

View on SEC IAPD

Nearby Firms

GUARDIAN WEALTH ADVISORS, LLC
FOCUS FINANCIAL
SAVVY

Nearby Investors

Eric N. Becker
Krew Michael Barber
Taylor Philip Moran

Nearby Offices

GUARDIAN WEALTH ADVISORS, LLC · ST LOUIS PARK, MN
FOCUS FINANCIAL · MINNEAPOLIS, MN
SAVVY · Minneapolis, MN

More in St Louis Park, MN

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