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Shyan R Moayedi

Wells Fargo Clearing Services, LLC

Tarpon Springs, FL

Frisco, TX

CRD 6015430

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-12
  • TX RA
    APPROVED
    Since 2021-11-12

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

17 Cowboys Way Ste 500, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley San Francisco CA 07/2016 06/2017
Morgan Stanley Private Bank, N.A. San Francisco CA 07/2016 06/2017
Morgan Stanley Private Bank, N.A. Dallas TX 06/2017 05/2020
Morgan Stanley Dallas TX 06/2017 05/2020
Charles Schwab & Co., Inc. Westlake TX 05/2020 09/2021
Charles Schwab Premeire Bank Westlake TX 05/2020 09/2021
Wells Fargo Clearing Services Dallas TX 08/2021 Present
Wells Fargo Bank Dallas TX 08/2021 Present
  • 07/2016 → 06/2017
    Morgan Stanley
    San Francisco, CA
  • 07/2016 → 06/2017
    Morgan Stanley Private Bank, N.A.
    San Francisco, CA
  • 06/2017 → 05/2020
    Morgan Stanley Private Bank, N.A.
    Dallas, TX
  • 06/2017 → 05/2020
    Morgan Stanley
    Dallas, TX
  • 05/2020 → 09/2021
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 05/2020 → 09/2021
    Charles Schwab Premeire Bank
    Westlake, TX
  • 08/2021 → Present
    Wells Fargo Clearing Services
    Dallas, TX
  • 08/2021 → Present
    Wells Fargo Bank
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-12
S63 Uniform Securities Agent State Law Examination 2012-05-07
  • S66 Uniform Combined State Law Examination
    2021-11-12
  • S63 Uniform Securities Agent State Law Examination
    2012-05-07
Other Names
  • Shyan R Moayedi
  • Shyan Rad Moayedi

View on SEC IAPD

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