Best Investors Account Sign in

Gregory Josef Hollander

Raymond James Financial Services Advisors, Inc

Saratoga Springs, NY

CRD 6015372

Claim This Profile
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2015-06-16
CA RA APPROVED 2012-08-06
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2015-06-16
  • CA RA
    APPROVED
    Since 2012-08-06

Branch Locations

358 Broadway Suite 203, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Saratoga Springs NY 01/2012 Present
Raymond James Financial Services Advisors Inc. Saratoga Springs NY 08/2012 Present
High Point Trading Saratoga Springs NY 09/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-31
  • S66 Uniform Combined State Law Examination
    2012-07-31

View on SEC IAPD

More in Saratoga Springs, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor