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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-02-05 |
Branch Locations
4921 Bergenline Avenue, West New York, NJ 07093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank Na | Scotch Plains | NJ | 10/2013 | 01/2018 |
| Santander Securities Llc | Dorchester | MA | 11/2013 | 01/2018 |
| Investors Bancorp Inc/Investors Bank | Newark | NJ | 01/2018 | 02/2022 |
| Cetera Investment Advisers Llc | Newark | NJ | 01/2018 | 02/2022 |
| Cetera Investment Services Llc | St. Cloud | MN | 01/2018 | 02/2022 |
| Citigroup/Citibank | New York | NY | 02/2022 | 01/2025 |
| Citigroup Global Markets Inc. | New York | NY | 02/2022 | 01/2025 |
| J.P. Morgan Securities Llc | Ridgefield | NJ | 02/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Ridgefield | NJ | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-22 |
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