Michael Mitchell Drozd

Lasalle St. Investment Advisors, L.L.C.

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Current Employers

Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-07-03

IL RA
APPROVED

Since 2024-07-03

Branch Locations

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank Na	Chicago	IL	05/2016	05/2018
Citigroup	Chicago	IL	05/2018	02/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	02/2022	06/2024
Bank Of America, N.A.	Chicago	IL	03/2022	06/2024
Lasalle St. Securities, Llc	Elmhurst	IL	07/2024	Present
Lasalle St. Investment Advisors, Llc	Elmhurst	IL	07/2024	Present

05/2016 → 05/2018

Jpmorgan Chase Bank Na

Chicago, IL
05/2018 → 02/2022

Citigroup

Chicago, IL
02/2022 → 06/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
03/2022 → 06/2024

Bank Of America, N.A.

Chicago, IL
07/2024 → Present

Lasalle St. Securities, Llc

Elmhurst, IL
07/2024 → Present

Lasalle St. Investment Advisors, Llc

Elmhurst, IL

Previous Registrations

2022-02-09 → 2024-07-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
2018-08-13 → 2022-02-11

Citigroup Global Markets Inc.

New York, NY

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-08-10
S63	Uniform Securities Agent State Law Examination	2012-02-20

S66 Uniform Combined State Law Examination

2018-08-10
S63 Uniform Securities Agent State Law Examination

2012-02-20

Other Names

Michael M Drozd

View on SEC IAPD

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Other Investors

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Other Offices

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UBS FINANCIAL SERVICES INC. · OAKBROOK TERRACE, IL

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