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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-04-19
  • NE RA
    APPROVED
    Since 2024-04-19

Branch Locations

18205 Capitol Ave Ste 300, Elkhorn, NE 68022 • United States

Springfield, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Postal Services Omaha NE 10/1986 11/2022
Sii Investments Omaha NE 10/2013 11/2017
Ameriprise Financial Advisors Inc. Fremont NE 11/2017 03/2020
Ameriprise Financial Services, Llc Omaha NE 03/2020 04/2024
Principal Securities Inc Elkhorn NE 04/2024 Present
Principal Life Insurance Company Elkhorn NE 04/2024 Present
  • 10/1986 → 11/2022
    Us Postal Services
    Omaha, NE
  • 10/2013 → 11/2017
    Sii Investments
    Omaha, NE
  • 11/2017 → 03/2020
    Ameriprise Financial Advisors Inc.
    Fremont, NE
  • 03/2020 → 04/2024
    Omaha, NE
  • 04/2024 → Present
    Elkhorn, NE
  • 04/2024 → Present
    Principal Life Insurance Company
    Elkhorn, NE
Previous Registrations
Other Businesses

**FIRST UNITED METHODIST CHURCH, SPRINGFIELD NEBRASKA POSITION: Church council member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 480 Main St, Springfield NE 68059, United States DESCRIPTION: Board of directors for religious organization. **FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 8 START DATE: 04/16/2024 ADDRESS: 18205 Capitol Ave Suite 300, Elkhorn NE 68022, Elkhorn NE 68022, United States DESCRIPTION: Fixed insurance: Life, disability, annuities, long term care, health, Medicare supplements, group benefits. **RICK HAVENRIDGE, MINISTER POSITION: Minister, American Marriage Ministries NATURE: Wedding officiant INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/16/2025 ADDRESS: 18101 N SHORE DR, SPRINGFIELD NE 68059, United States DESCRIPTION: Rick Havenridge is ordained by the American Marriage Ministries. American Marriage Ministries is a non-denominational church that ordains people online so that they can officiate weddings for friends, family, and community. Our free ordination grants full legal authority to conduct marriage ceremonies all across the US.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-01
  • S66 Uniform Combined State Law Examination
    2012-02-01
Other Names
  • Rick Havenridge

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