Best Investors Account Sign in

John Martin Oconnor

Wells Fargo Clearing Services, LLC

Naples, FL

Naples, FL

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-08-11
NJ RA APPROVED 2021-08-11
  • FL RA
    APPROVED
    Since 2021-08-11
  • NJ RA
    APPROVED
    Since 2021-08-11

Branch Locations

5094 Airport Pulling Rd N, Naples, FL 34105 • United States

9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Greenwood Lake NY 04/2011 09/2016
J.P. Morgan Securities Llc Greenwood Lake NY 10/2012 09/2016
Wells Fargo Bank, Na Briarcliff Manor NY 03/2018 Present
Wells Fargo Clearing Services, Llc Briarcliff Manor NY 04/2018 Present
Key Bank Goshen NY 09/2016 11/2017
Unemployed Middletown NY 11/2017 02/2018
  • 04/2011 → 09/2016
    Jpmorgan Chase Bank
    Greenwood Lake, NY
  • 10/2012 → 09/2016
    J.P. Morgan Securities Llc
    Greenwood Lake, NY
  • 03/2018 → Present
    Wells Fargo Bank, Na
    Briarcliff Manor, NY
  • 04/2018 → Present
    Wells Fargo Clearing Services, Llc
    Briarcliff Manor, NY
  • 09/2016 → 11/2017
    Key Bank
    Goshen, NY
  • 11/2017 → 02/2018
    Unemployed
    Middletown, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-10
S63 Uniform Securities Agent State Law Examination 2012-02-20
  • S66 Uniform Combined State Law Examination
    2021-08-10
  • S63 Uniform Securities Agent State Law Examination
    2012-02-20
Other Names
  • John M O'COnnor
  • John Oconnor

View on SEC IAPD

Other Firms

TRUIST ADVISORY SERVICES, INC.
J.P. MORGAN SECURITIES LLC
SYNOVUS SECURITIES, INC.
LPL FINANCIAL LLC
CAPITAL WEALTH PLANNING, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NTV FRONTIER MANAGEMENT
NTV PROSPERITY MANAGEMENT

Other Investors

JENNIFER ERNA MCMANUS
RUDINA RUCI
SALWA AMEEN
SAEGER CAY OLSEN
MIGUEL ALEJANDRO ALVAREZ
Manuel Espinosa
Ethan Nathaniel Stern
DAVID MATTHEW WHITTAKER

Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

More in Naples, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor