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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-09 |
Branch Locations
470 Nevada St Ste 200, Auburn, CA 95603-3752 • United States
Auburn, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Roseville | CA | 08/2014 | 09/2017 |
| Royal Alliance | Sacramento | CA | 09/2017 | 03/2018 |
| Ameriprise Financial Services, Inc. | Auburn | CA | 04/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Auburn | CA | 03/2020 | Present |
Board of Directors; Auburn Little League; Sponsorship Chair; PO BOX 581, , Auburn, CA, 95603; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 0 during trading hours / Rotaract Club of the Confluence; Membership Chair; 2013 Ross Drive, , Auburn , CA, 95602; Not Investment-Related; 12/03/2024; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Notary Public; Preform Notarial Acts that need to be done for client paperwork; 470 Nevada Street, Suite 200 Auburn CA 95603, ,; Investment-Related; 09/10/2006; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-02-20 |
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