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Philip Bona Kelton

Captrust

Dallas, TX

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-10
  • TX RA
    APPROVED
    Since 2025-04-10

Branch Locations

5005 Lbj Freeway, Suite 1313, Dallas, TX 75244 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dallas TX 10/2012 10/2020
Unemployed Red Oak TX 10/2020 03/2021
Duncanville Independent School District Duncanville TX 03/2021 07/2021
Apex Clearing Corporation Dallas TX 07/2021 10/2023
Capfinancial Securities Llc Raleigh NC 10/2023 Present
Capfinancial Partners Llc (Captrust) Raleigh NC 10/2023 Present
  • 10/2012 → 10/2020
    Dallas, TX
  • 10/2020 → 03/2021
    Unemployed
    Red Oak, TX
  • 03/2021 → 07/2021
    Duncanville Independent School District
    Duncanville, TX
  • 07/2021 → 10/2023
    Apex Clearing Corporation
    Dallas, TX
  • 10/2023 → Present
    Capfinancial Securities Llc
    Raleigh, NC
  • 10/2023 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
Previous Registrations
Other Businesses

1) STRENGTH INTERNAL STRENGTH ETERNAL, LLC, Non-investment-related; Address: Private residence, Fitness services, fitness apparel, Sole Owner, start date; 04/01/2023, the approximate number of hours/month you devote to the other business; The difference of Working Hours and Non working hours (sub Sleeping Hours), the number of hours you devote to the other business during securities trading hours; 0, Obtain training license. manage fitness clients. manage apparel creation and distribution. Payment for services. Payment for product. 2) Name: Ramirez JNL LLC dba Emilio's Flooring; Investment-Related: No Address: 2500 Pacific Ave, Dallas, TX; Nature: Flooring/ Retail; Position/Title:  Consultant; Start: 10/31/2024; Hours/Month: 16; Hours during Market Hours: 0; Duties: consultant on flooring install sales and project oversight

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-06
S63 Uniform Securities Agent State Law Examination 2012-02-21
  • S66 Uniform Combined State Law Examination
    2019-02-06
  • S63 Uniform Securities Agent State Law Examination
    2012-02-21
Other Names
  • Philip Bona Kelton

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