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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-10 |
Branch Locations
5005 Lbj Freeway, Suite 1313, Dallas, TX 75244 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Dallas | TX | 10/2012 | 10/2020 |
| Unemployed | Red Oak | TX | 10/2020 | 03/2021 |
| Duncanville Independent School District | Duncanville | TX | 03/2021 | 07/2021 |
| Apex Clearing Corporation | Dallas | TX | 07/2021 | 10/2023 |
| Capfinancial Securities Llc | Raleigh | NC | 10/2023 | Present |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 10/2023 | Present |
1) STRENGTH INTERNAL STRENGTH ETERNAL, LLC, Non-investment-related; Address: Private residence, Fitness services, fitness apparel, Sole Owner, start date; 04/01/2023, the approximate number of hours/month you devote to the other business; The difference of Working Hours and Non working hours (sub Sleeping Hours), the number of hours you devote to the other business during securities trading hours; 0, Obtain training license. manage fitness clients. manage apparel creation and distribution. Payment for services. Payment for product. 2) Name: Ramirez JNL LLC dba Emilio's Flooring; Investment-Related: No Address: 2500 Pacific Ave, Dallas, TX; Nature: Flooring/ Retail; Position/Title: Consultant; Start: 10/31/2024; Hours/Month: 16; Hours during Market Hours: 0; Duties: consultant on flooring install sales and project oversight
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-21 |
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