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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-11-13
  • OH RA
    APPROVED
    Since 2025-11-13

Branch Locations

56 Metric Dr, Tallmadge, OH 44278 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of America Life Insurance Company Akron OH 12/2014 01/2020
Mutual Of America Securities Llc Akron OH 12/2014 01/2020
Mutual Of America Life Insurance Company Akron OH 01/2020 01/2025
Mutual Of America Securities Llc. Akron OH 01/2020 01/2025
Ameriprise Financial Services, Llc Tallmadge OH 03/2025 Present
  • 12/2014 → 01/2020
    Mutual Of America Life Insurance Company
    Akron, OH
  • 12/2014 → 01/2020
    Mutual Of America Securities Llc
    Akron, OH
  • 01/2020 → 01/2025
    Mutual Of America Life Insurance Company
    Akron, OH
  • 01/2020 → 01/2025
    Mutual Of America Securities Llc.
    Akron, OH
  • 03/2025 → Present
    Tallmadge, OH
Other Businesses

Board of Directors; Akron Children's Hospital Foundation Board; Board Member; 1 Perkins SQ , , Akron , OH, 44308; Not Investment-Related; 06/18/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-11
S63 Uniform Securities Agent State Law Examination 2017-09-09
  • S65 Uniform Investment Adviser Law Examination
    2025-11-11
  • S63 Uniform Securities Agent State Law Examination
    2017-09-09
Other Names
  • Lisa Marie Sanek

View on SEC IAPD

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