Dennis L Shao

Current Employers

M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-02-23

CA RA
APPROVED

Since 2026-02-23

Branch Locations

2635 N. 1St Street Suite 256, San Jose, CA 95134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M Holdings Securities, Inc.	Portland	OR	10/2016	Present
Cetera Advisor Networks	El Segundo	CA	05/2012	09/2016
Wellspring Consulting	San Jose	CA	10/2016	Present

10/2016 → Present

M Holdings Securities, Inc.

Portland, OR
05/2012 → 09/2016

Cetera Advisor Networks

El Segundo, CA
10/2016 → Present

Wellspring Consulting

San Jose, CA

Other Businesses

Wellspring Consulting. 2635 N 1st Street, Suite 256 San Jose, CA 92134. Member Firm affiliation; Investment related; Director of Client Operations & Paraplanner; RR/IAR Director of Client Operations & Paraplanner; May 1, 2012;176 hours/month;176 hours/month per trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-02-19

S66 Uniform Combined State Law Examination

2026-02-19

View on SEC IAPD

Current Employers

M Holdings Securities, Inc.

Disclosures

Employment History

Other Businesses

Exams

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