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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-07-19 |
| CA | RA | APPROVED | 2023-07-19 |
| CO | RA | APPROVED | 2023-07-19 |
| MO | RA | APPROVED | 2023-07-19 |
| NV | RA | APPROVED | 2023-07-19 |
| NM | RA | APPROVED | 2023-07-19 |
| SC | RA | APPROVED | 2023-07-19 |
| TX | RA | APPROVED_RES | 2023-07-19 |
Branch Locations
500 Marquette Ave Nw Ste 100, Albuquerque, NM 87102 • United States
5401 Central Ave, Albuquerque, NM 87108 • United States
12127 N Highway 14, Cedar Crest, NM 87008 • United States
7900 Wyoming Blvd Ne, Albuquerque, NM 87109 • United States
5501 Jefferson Ne, Albuquerque, NM 87109 • United States
2101 Eubank Blvd Ne, Albuquerque, NM 87112 • United States
4221 San Mateo Blvd, Albuquerque, NM 87110 • United States
63701 E Saddlebrook Blvd Ste A, Tucson, AZ 85614 • United States
Albuquerque, NM • United States
3201 Juan Tabo Ne, Albuquerque, NM 87111 • United States
795 S Telshor Blvd, Las Cruces, NM 88011 • United States
300 Anthony Dr, Anthony, NM 88021 • United States
Las Cruces, NM • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of The West | Newport Beach | CA | 01/2012 | 04/2018 |
| Bancwest Investment Services | New Port Beach | CA | 01/2012 | 04/2018 |
| Bank Of The West | Albuquerque | NM | 04/2018 | 01/2023 |
| Bancwest Investment Services | Albuquerque | NM | 04/2018 | 01/2023 |
| Bank Of The West | Albuquerque | NM | 01/2023 | Present |
| Bancwest Investment Services | Albuquerque | NM | 01/2023 | 07/2023 |
| Lpl Financial Llc | Albuquerque | NM | 07/2023 | Present |
1. 05/24/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 05/24/2023 - Rental Home - Investment Related - Aliso Viejo, CA - Real Estate Rental - Co-Owner - Start Date 07/01/2021 -
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-03 |
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