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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-09-11 |
Branch Locations
500 Campus Dr Ste 300, Florham Park, NJ 07932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services | Fairfield | NJ | 08/2020 | 06/2023 |
| Raymond James | Morristown | NJ | 09/2011 | 08/2020 |
| Matthew Holleran | Florham Park | NJ | 07/2023 | Present |
| Northwestern Mutual Investment Services Llc | Florham Park | NJ | 09/2023 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-14 |
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