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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
Coraopolis, PA • United States
Two Gateway Center 603 Stanwix Street, Suite 1200, Pittsburgh, PA 15222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisers, Inc. | Coraopolis | PA | 02/2015 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF ENTITY: Independent Insurance Agent; Yes; 1980 FESTIVAL PLAZA DR STE 300; LAS VEGAS; NV; 89135; Fixed Insurance Sales; Independent Insurance Agent; 2/4/2015; 160; 160; Sale of fixed insurance products.| 2) NAME OF ENTITY: Bentley Financial Planning LLC; Yes; 8007 Jordan Court; Coraopolis; PA; 15108; Financial Services/dba; owner; 12/2/2020; 160; 160; Sale and Service Insurance, Securities and Investment Product.| 3) NAME OF ENTITY: Moon Soccer Association; No; 8007 Jordan Court; Coraopolis; PA; 15108; Soccer; Soccer Coach; 4/1/2021; 6; 0; Coaching Soccer and Soccer Games| 4) NAME OF OTHER BUSINESS: BENTLEY EVENTS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: EVENT PLANNING; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: TEAM MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: SETUP AND TAKE DOWN OF PLANNED EVENT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-11 |
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