Best Investors Account Sign in
Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

Coraopolis, PA • United States

Two Gateway Center 603 Stanwix Street, Suite 1200, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisers, Inc. Coraopolis PA 02/2015 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 02/2015 → 06/2021
    Voya Financial Advisers, Inc.
    Coraopolis, PA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) NAME OF ENTITY: Independent Insurance Agent; Yes; 1980 FESTIVAL PLAZA DR STE 300; LAS VEGAS; NV; 89135; Fixed Insurance Sales; Independent Insurance Agent; 2/4/2015; 160; 160; Sale of fixed insurance products.| 2) NAME OF ENTITY: Bentley Financial Planning LLC; Yes; 8007 Jordan Court; Coraopolis; PA; 15108; Financial Services/dba; owner; 12/2/2020; 160; 160; Sale and Service Insurance, Securities and Investment Product.| 3) NAME OF ENTITY: Moon Soccer Association; No; 8007 Jordan Court; Coraopolis; PA; 15108; Soccer; Soccer Coach; 4/1/2021; 6; 0; Coaching Soccer and Soccer Games| 4) NAME OF OTHER BUSINESS: BENTLEY EVENTS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: EVENT PLANNING; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: TEAM MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: SETUP AND TAKE DOWN OF PLANNED EVENT;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-11
  • S66 Uniform Combined State Law Examination
    2012-04-11

View on SEC IAPD

More in Coraopolis, PA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor