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7777 Bonhomme Avenue Suite 2400, Clayton, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-08-31 |
Branch Locations
2422 Hyde Park Road Suite A, Jefferson City, MO 65109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| K.W. Chambers & Co. | St. Louis | MO | 01/2012 | 12/2016 |
| Schwartz & Lecure | Jefferson City | MO | 03/2015 | 09/2016 |
| Capital City Casa | Jefferson City | MO | 11/2016 | 08/2020 |
| Every Child's Hope | Jefferson City | MO | 01/2021 | 08/2021 |
| Capital Care Care | Jefferson City | MO | 08/2020 | 01/2021 |
| Smith, Moore & Co. | Jefferson City | MO | 08/2021 | Present |
08/2021 - Insurance Agent, investment-related, same office address, Insurance service and sales, 1 hour per month, 1 hour per month during trading hours 02/2024 - Seasonal tax preparation services, non-investment related, home address, tax preparer, 40 hours a month during tax season, 0 hours during securities trading hours. 02/2025 - Rental Property, investment related, home address, real estate, owner/manager, 2 hours a month, 0 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-06-30 |
| S65 | Uniform Investment Adviser Law Examination | 2013-01-18 |
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