Mary Kathryn Tompkins

Employer firm

Creative Planning CRD 105348

$296B regulatory AUM 1,767 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 10/2023
  Lpl Financial Llc
  Birmingham, AL
• 01/2016 → 10/2020
  Level Four Advisory Services, Llc
  Birmingham, AL
• 10/2020 → 08/2021
  Level Four Advisory Services, Llc
  Birmingham, AL
• 10/2023 → Present
  Creative Planning, Llc
  Overland Park, KS

Previous Registrations

• 2022-02-03 → 2023-11-06
  Lpl Financial Llc
  Birmingham, AL
  Birmingham, AL
• 2020-10-13 → 2021-08-31
  Level Four Advisory Services
  Birmingham, AL
  Dallas, TX

Other Businesses

1. 1/8/2013: No Business Name - Investment Related - Act in a Fiduciary Capacity - Time Spent 1% - Trustee of U/A DTD 12/06/1999 Kathryn Clipson - Mother's Trust. 2. 1/8/2013: No Business Name - Investment Related - Act in a Fiduciary Capacity - Time Spent 1% - Trustee of The Kathy C. Brock Family Trust. 3. 09/26/2023 - Kelly Education - Outside/W-2 Employment - Substitute Teacher - Not Investment Related - All Over the US - Start Date 10/02/2023 - 7 Hours Per Month/ 0 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-03-29

Designations

• Certified Financial Planner

Other Names

• Mary Kathryn Brock
• Katie Tompkins
• Katie Brock
• Mary Kathryn Tompkins
• Mary K Brock
• Mary K Tompkins