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Darwin Noel

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-05
NJ RA APPROVED 2014-05-22
  • TX RA
    APPROVED_RES
    Since 2014-06-05
  • NJ RA
    APPROVED
    Since 2014-05-22

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 04/2014 Present
Bank Of America, N.A. Pennington NJ 05/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-16
  • S66 Uniform Combined State Law Examination
    2014-05-16

View on SEC IAPD

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