Shawn Eric Barnum

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2022-02-03
NY	RA	APPROVED	2021-08-16
CO	RA	APPROVED	2020-02-03
WV	RA	APPROVED	2019-06-05
VA	RA	APPROVED	2018-09-17
FL	RA	APPROVED	2017-04-11
PA	RA	APPROVED	2017-02-23
MD	RA	APPROVED	2015-04-24
NJ	RA	APPROVED	2014-03-14

AZ RA
APPROVED

Since 2022-02-03
NY RA
APPROVED

Since 2021-08-16
CO RA
APPROVED

Since 2020-02-03
WV RA
APPROVED

Since 2019-06-05
VA RA
APPROVED

Since 2018-09-17
FL RA
APPROVED

Since 2017-04-11
PA RA
APPROVED

Since 2017-02-23
MD RA
APPROVED

Since 2015-04-24
NJ RA
APPROVED

Since 2014-03-14

Branch Locations

52 South Union Suite 101, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors, Inc.	Nashua	NH	02/2014	Present
Agia	Houston	TX	12/2022	Present

02/2014 → Present

Valic Financial Advisors, Inc.

Nashua, NH
12/2022 → Present

Agia

Houston, TX

Other Businesses

Power of Attorney. 48 North End, Kenmore, NY 14217. Investment-related. Commenced activity 5/18/18. Duties include Power of Attorney for mother. 0% hrs./mth. is devoted to this activity during securities trading hours. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-03-08
S63	Uniform Securities Agent State Law Examination	2012-02-18

S65 Uniform Investment Adviser Law Examination

2014-03-08
S63 Uniform Securities Agent State Law Examination

2012-02-18

Other Names

Shawn Barnum

View on SEC IAPD