Branden Casey Faircloth

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 06/2017
  Waddell & Reed, Inc
  Greenwood Village, CO
• 02/2016 → 06/2017
  Various Insurance Carriers For W&R Insurance Agencies
  Denver, CO
• 07/2016 → 09/2016
  Colorado Rockies
  Denver, CO
• 01/2017 → 06/2017
  Andrew Klein
  Denver, CO
• 01/2017 → 06/2017
  Robert Tremlett
  Denver, CO
• 06/2017 → 09/2017
  Niagara International Capital Limited
  Clarence, NY
• 07/2017 → 12/2019
  Paramount Associates, Llc
  Greenwood Village, CO
• 03/2018 → 06/2021
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 01/2018 → 11/2019
  Colorado State University
  Aurora, CO
• 06/2021 → 04/2022
  Hso Proserv
  New York, NY
• 05/2022 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO

Previous Registrations

• 2018-03-29 → 2021-06-29
  Charles Schwab & Co., Inc.
  Lone Tree, CO
  Lone Tree, CO
  Lone Tree, CO
  Lone Tree, CO
• 2017-06-30 → 2018-01-09
  Paramount Associates Wealth Management
  Greenwood Village, CO
• 2016-02-11 → 2017-06-30
  Waddell & Reed
  Las Vegas, NV
  Denver, CO
  Las Vegas, NV

Other Businesses

1) BCOMFY LLC | Investment Related:No|17011 Lincoln Ave #153|Parker|CO|80134|USA|Clothing/Textile Manufacturing|Co-Owner|1/15/2025|Less than 20|0|As Co-Owner I help design and sell clothing for patients going through chemotherapy.

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-03-30
• S65 Uniform Investment Adviser Law Examination
  2016-02-11