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Account
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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-01-23 |
| GA | RA | APPROVED | 2015-04-27 |
| SC | RA | APPROVED | 2014-06-03 |
| TX | RA | APPROVED_RES | 2014-03-06 |
| NC | RA | APPROVED | 2011-06-24 |
Branch Locations
2998 Douglas Blvd, Roseville, CA 95661 • United States
Roseville, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Roseville | CA | 05/2011 | Present |
| Bank Of America, N.A. | Roseville | CA | 08/2021 | Present |
I*6365 For profit or not for profit: Name of outside business organization: 5807 S C Investment related: Address of business: Fair Oaks, California 95628 Nature of business: , Position, title, association: , Start date of relationship: 6/1/2018 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 Duties: I*6849 For profit or not for profit: Name of outside business organization: Celine Investment related: Address of business:, Citrus Heights, California 95610 Nature of business: Rental Property Position, title, association: , Start date of relationship: 8/19/2018 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*10336 For profit or not for profit: Name of outside business organization: Heritage Investment related: Address of business: Citrus Heights, California 95610 Nature of business: , Position, title, association: , Start date of relationship: 12/1/2020 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-13 |
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