Pranay Patel

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 12/2019
  Quest Capital Strategies, Inc.
  Lake Forest, CA
• 05/2015 → 06/2019
  New Age Property Inc.
  Hicksville, NY
• 07/2015 → 08/2022
  Finance Store
  Copiague, NY
• 02/2013 → 06/2022
  Independent Insurance Agent
  Copiague, NY
• 10/2014 → 12/2016
  H&R Block
  Seaford, NY
• 01/2019 → 01/2022
  Om Shiv Sai Guru Inc. Budget Inn
  Massapequa, NY
• 12/2019 → 06/2022
  Sa Stone Wealth Management Inc.
  Birmingham, AL
• 06/2022 → Present
  Primerica Financial Services
  Copiague, NY
• 08/2022 → Present
  Pfs Investments Inc.
  Copiague, NY

Previous Registrations

• 2019-12-06 → 2022-06-23
  Stonex Advisors Inc.
  Birmingham, AL
• 2013-02-12 → 2019-12-06
  Quest Capital Strategies, Inc.
  Copiague, NY
  Laguna Hills, CA
  Laguna Hills, CA
• 2012-07-18 → 2012-09-13
  Edward Jones
  St Louis, MO

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Omni Mortgage Corp. - Mortgage Loan Originator as Agent - Not Investment Related, 05/2015 to Present, 118 - 18. 101 Avenue, Richmond Hill NY 11419.nature of other business is helping client there need of loan mortgage, s I devote a month from 0 to 3 hours (Week ends or holidays), Number of hours during security trading 2 hours a month (usually phone call answer) Haven't done any business since I got MLO License , compensation would be based on Loan amount Clint is seeking or approved amount (1099) Patel Consulting & Services inc. President (Solo Owner) business is not investment related, 07/2017 TO PRESENT, 315. Waldo St. Copiague NY 11726, nature of other business is consulting in buying in commercial real estate as like Motel. I devote a month from 0 to 15 hours (usually Week ends or holidays), during security trading 2/3 hours a month (usually phone call answer), duties - give advice or visit a site after market hours my compensation would be based on consulting time I put in Patel Consulting & Services Inc, not investment-related, 315 Waldo St., Copaigue, NY 11726, Owner- tax preparation business, 7/2017-present, 15 hours per month (2 hours per month during securities trading hours) Palomi Capital, LLC., Investment Related, Copiague, NY 11726, Position/Title (Owner), 03/2021 To Present, 30 Hours Committed Per Month (2 Hours During Securities Trading Hours) eXP Realty, Not Investment Related, Forest Hills, NY 11375, Nature of Business: Real Estate, Position/Title: Salesperson/Agent, 11/2025 to Present, 2 hours per month (10 of hours per month during securities trading hours).

Exams

• S66 Uniform Combined State Law Examination
  2012-07-15

Other Names

• Pranay B Patel