Michael Robert Toole

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2023-08-10
TX	RA	APPROVED_RES	2023-08-10

RI RA
APPROVED

Since 2023-08-10
TX RA
APPROVED_RES

Since 2023-08-10

Branch Locations

12 Harding Street Suite 201, Lakeville, MA 02347 • United States

117 Metro Ctr Blvd Ste 2008, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securian Financial Services, Inc	St Paul	MN	07/2013	08/2023
Minnesota Life Insurance Company	St Paul	MN	07/2013	08/2023
Pioneer Financial Group	Warwick	RI	07/2013	Present
Cetera Wealth Services, Llc	Warwick	RI	08/2023	Present
Cetera Investment Advisers Llc	Schaumburg	IL	08/2023	Present
Everly Rose Financial, Llc	Westport	MA	04/2025	Present

07/2013 → 08/2023

Securian Financial Services, Inc

St Paul, MN
07/2013 → 08/2023

Minnesota Life Insurance Company

St Paul, MN
07/2013 → Present

Pioneer Financial Group

Warwick, RI
08/2023 → Present

Cetera Wealth Services, Llc

Warwick, RI
08/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
04/2025 → Present

Everly Rose Financial, Llc

Westport, MA

Previous Registrations

2013-09-09 → 2023-08-10

Securian Financial Services, Inc.

Warwick, RI

St. Paul, MN

Other Businesses

1. PIONEER FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/01/2016 ADDRESS: , Warwick RI , United States DESCRIPTION: Agent/Broker 2. NAME OF OTHER BUSINESS: EVERLY ROSE FINANCIAL, LLC , INVESTMENT RELATED: YES, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 4/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: PAY BUSINESS EXPENSES AND MANAGE INCOME FROM SECURITIES BUSINESS;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-08-26

S66 Uniform Combined State Law Examination

2013-08-26

Designations

View on SEC IAPD