Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-30
TX RA APPROVED 2012-03-12
  • CA RA
    APPROVED
    Since 2024-05-30
  • TX RA
    APPROVED
    Since 2012-03-12

Branch Locations

100 Crescent Ct Ste 1400, Dallas, TX 75201 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Dallas TX 01/2012 11/2016
Wells Fargo Clearing Services, Llc Dallas TX 11/2016 Present
Other Businesses

RENTAL PROPERTY; INV RELATED; DALLAS, TX; 100% OWNERSHIP; START 05/10/2024; 1 HOUR PE RMONTH; 0 HOURS DURING TRADING; LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-09
  • S66 Uniform Combined State Law Examination
    2012-03-09
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor